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And, as noted in the SEC's press release (linked from the SFGATE article), there are also criminal charges:

"In a parallel action, the U.S. Attorney's Office for the Northern District of California today announced criminal charges against Richman and Apte."

Press release from U.S. Attorney’s Office: https://www.justice.gov/usao-ndca/pr/ubiome-co-founders-char...

Criminal indictment: https://www.justice.gov/usao-ndca/press-release/file/1377481...

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